Richard H. Halliburton

TRADITION INVESTMENT MANAGEMENT

KINGSPORT, TN

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CRD#: 5073907

Professional summary

Richard Hunter Halliburton, who also goes by Hunter Halliburton, is a registered financial advisor currently at TRADITION INVESTMENT MANAGEMENT, LLC located in Kingsport, Tennessee.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hunter Halliburton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RICHARD H. HALLIBURTON - INVESTMENT RELATED.1 PENDLETON PLACE, KINGSPORT, TN 37664. NATURE OF BUSINESS: LIFE INSURANCE, ANNUITIES. 100% OWNER, POSITION: INSURANCE BROKER. STARTED 1/2010. 4 HRS/MO, 0 HR/MO DURING TRADING HOURS, DUTIES: OWNER. TRADITION INVESTMENT MANAGEMENT, LLC - INVESTMENT RELATED. PANAMA CITY BEACH, FL 32413. NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR. POSITION: CHIEF OPERATING OFFICER / CCO. STARTED 06/2023. 175 HRS/MO DURING TRADING HOURS. DUTIES: ASSISTING WITH FIRM OPERATIONS, ASSISTING CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Hunter Halliburton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2023 - Present

TRADITION INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 325015

KINGSPORT, TN

Past

December 6, 2019 - July 25, 2023

STONEX SECURITIES INC.

CRD#: 18456

KINGSPORT, TN

Past

January 6, 2014 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

March 28, 2006 - December 31, 2013

PFS INVESTMENTS INC.

CRD#: 10111

KINGSPORT, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/13/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/27/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRADITION INVESTMENT MANAGEMENT, LLC

CRD#: 325015 / SEC#:

Florida

Registered Investment Advisory firm - (6/13/2023 Approved)

Tennessee

Registered Investment Advisory firm - (8/11/2023 Approved)

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Contact information

Main Address

Panama City Beach, FL

Mailing Address

Phone number

(973) 699-3890

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 16,029,569

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard H. Halliburton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Hunter Halliburton's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADITION INVESTMENT MANAGEMENT, LLC

STONEX SECURITIES INC.

QUEST CAPITAL STRATEGIES, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/13/2023

Series 63

Date: 4/3/2006

SIE

Date: 10/1/2018

Series 6

Date: 3/27/2006

Current Firm

TRADITION INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRADITION INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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