Charles A. Patrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Allen Patrick was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2006. Charles had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2019 - December 3, 2021
VICTORY CAPITAL SERVICES, INC.
April 22, 2016 - September 27, 2018
USAA FINANCIAL ADVISORS, INC.
March 18, 2016 - December 20, 2018
USAA INVESTMENT SERVICES COMPANY
March 18, 2016 - December 20, 2018
USAA INVESTMENT SERVICES COMPANY
November 1, 2014 - March 29, 2016
USAA FINANCIAL PLANNING SERVICES
December 14, 2013 - March 29, 2016
USAA FINANCIAL ADVISORS, INC.
April 25, 2006 - June 26, 2007
USAA INVESTMENT SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
