Cathie J. Arthurs

WAYFINDING FINANCIAL

Lynnwood, WA 98036

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CRD#: 5073528

Professional summary

Cathie Jean Arthurs, who also goes by Cathie Arthurs, Cathie Jean Olsen, is a registered financial advisor currently at WAYFINDING FINANCIAL, LLC located in Lynnwood, Washington.

Cathie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Cathie has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cathie Arthurs | Cathie Jean Olsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cathie Jean Arthurs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2021 - Present

WAYFINDING FINANCIAL, LLC

Office #1: 19020 33rd Avenue W Suite 390, Lynnwood, WA 98036

RIA

CRD#: 306208

Lynnwood, WA

Past

January 28, 2021 - December 7, 2021

HELIUM ADVISORS LLC

RIA

CRD#: 282356

EVERETT, WA

Past

October 12, 2017 - December 23, 2020

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

LYNNWOOD, WA

Past

January 21, 2017 - October 24, 2017

CONOVER CAPITAL MANAGEMENT

RIA

CRD#: 118393

BELLEVUE, WA

Past

October 3, 2015 - December 31, 2016

CONOVER CAPITAL MANAGEMENT

RIA

CRD#: 118393

BELLEVUE, WA

Past

January 5, 2012 - October 24, 2017

CONOVER SECURITIES CORPORATION

CRD#: 17129

BELLEVUE, WA

Past

January 3, 2012 - August 15, 2015

CONOVER CAPITAL MANAGEMENT

RIA

CRD#: 118393

BELLEVUE, WA

Past

January 3, 2012 - October 6, 2017

CONOVER SECURITIES CORPORATION

RIA

CRD#: 17129

BELLEVUE, WA

Past

May 18, 2007 - December 31, 2011

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

EVERETT, WA

Past

June 15, 2006 - May 22, 2007

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

SEATTLE, WA

Past

March 31, 2006 - May 22, 2007

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAYFINDING FINANCIAL, LLC

O'NEAL AND BROKAW PRIVATE RETIREMENT GROUP, LLC | WAYFINDING FINANCIAL, LLC | WAYFINDING FINANCIAL

CRD#: 306208 / SEC#: 801-118057

RIA

Registered Investment Advisory firm - (2/7/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(11/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/14/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/24/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/30/2006

General Securities Representative Examination

Current Firm

WAYFINDING FINANCIAL, LLC

O'NEAL AND BROKAW PRIVATE RETIREMENT GROUP, LLC | WAYFINDING FINANCIAL, LLC | WAYFINDING FINANCIAL

CRD#: 306208 / SEC#: 801-118057

RIA

Registered Investment Advisory firm - (2/7/2020 Approved)

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Contact information

Main Address

19020 33rd Avenue W Suite 390, Lynnwood, WA 98036

Mailing Address

Phone number

(425) 361-0707

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (7/8/2025)

Regulatory assets under management

Total Number of Accounts	900
AUM (Assets Under Management)	$ 314,726,561

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cathie J. Arthurs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cathie Jean Arthurs's CRS (Customer Relationship Summary).

Certified licenses

Experience

HELIUM ADVISORS LLC

EDELMAN FINANCIAL ENGINES

CONOVER CAPITAL MANAGEMENT

CONOVER CAPITAL MANAGEMENT

CONOVER SECURITIES CORPORATION

CONOVER CAPITAL MANAGEMENT

CONOVER SECURITIES CORPORATION

ALLSTATE FINANCIAL SERVICES, LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

WAYFINDING FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/14/2006

SIE

Date: 10/24/2017

Series 7

Date: 3/30/2006

Current Firm

WAYFINDING FINANCIAL, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WAYFINDING FINANCIAL, LLC

TRUST BUT VERIFY

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