Trevor G. Hovden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trevor Gene Hovden, who also goes by Trevoz Gene Hovden, Ttevor Hovden, was a registered financial professional .
Trevor is a previously registered financial professional and started their career in finance in 2009. Trevor had worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2022 - August 25, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 2, 2022 - August 25, 2022
FIDELITY BROKERAGE SERVICES LLC
May 26, 2020 - November 25, 2020
MORGAN STANLEY
May 25, 2020 - November 25, 2020
MORGAN STANLEY
November 3, 2015 - November 7, 2019
HARRISDIRECT LLC
March 18, 2015 - November 7, 2019
E*TRADE SECURITIES LLC
December 6, 2012 - August 12, 2014
MORGAN STANLEY
December 5, 2012 - August 12, 2014
MORGAN STANLEY
July 23, 2012 - August 24, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
June 18, 2012 - August 24, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
July 14, 2010 - June 17, 2011
GBS FINANCIAL CORP.
July 14, 2010 - June 17, 2011
GBS FINANCIAL CORP.
September 10, 2009 - March 12, 2010
UBS FINANCIAL SERVICES INC.
August 13, 2009 - March 12, 2010
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
