Tyler C. Proffitt

ASPIRE CAPITAL ADVISORS LLC

Seattle, WA 98103

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CRD#: 5073038

Professional summary

Tyler Carl Proffitt is a registered financial advisor currently at ASPIRE CAPITAL ADVISORS LLC located in Seattle, Washington.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Tyler has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Carl Proffitt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2024 - Present

ASPIRE CAPITAL ADVISORS LLC

Office #1: 1815 North 45th Street Suite 105, Seattle, WA 98103

RIA

CRD#: 298366

Seattle, WA

Past

April 14, 2011 - September 6, 2024

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

SEATTLE, WA

Past

July 12, 2006 - June 1, 2010

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BELLEVUE, WA

Past

February 27, 2006 - April 19, 2006

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPIRE CAPITAL ADVISORS LLC

AFG FINANCIAL | SOUND FINANCIAL INVESTMENTS, INC. | KIRKLAND FINANCIAL ADVISERS | ASPIRE CAPITAL ADVISORS, LLC | ASPIRE CAPITAL ADVISORS LLC

CRD#: 298366 / SEC#: 801-118452

RIA

Registered Investment Advisory firm - (4/16/2020 Approved)

California

Registered Investment Advisory firm - (5/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/29/2020 Terminated)

Washington

Registered Investment Advisory firm - (5/29/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(12/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/24/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASPIRE CAPITAL ADVISORS LLC

AFG FINANCIAL | SOUND FINANCIAL INVESTMENTS, INC. | KIRKLAND FINANCIAL ADVISERS | ASPIRE CAPITAL ADVISORS, LLC | ASPIRE CAPITAL ADVISORS LLC

CRD#: 298366 / SEC#: 801-118452

RIA

Registered Investment Advisory firm - (4/16/2020 Approved)

California

Registered Investment Advisory firm - (5/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/29/2020 Terminated)

Washington

Registered Investment Advisory firm - (5/29/2020 Terminated)

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Contact information

Main Address

1815 North 45th Street Suite 105, Seattle, WA 98103

Mailing Address

Phone number

(206) 939-5615

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASPIRE CAPITAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (3/26/2025)

Regulatory assets under management

Total Number of Accounts	4,984
AUM (Assets Under Management)	$ 1,007,298,969

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler C. Proffitt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Carl Proffitt's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC SELECT DISTRIBUTORS, LLC

SIGNATOR FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ASPIRE CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/2024

Series 63

Date: 3/17/2006

SIE

Date: 10/1/2018

Series 6

Date: 2/24/2006

Current Firm

ASPIRE CAPITAL ADVISORS LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASPIRE CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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