Gordon C. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Chester Anderson, who also goes by Gordy Anderson, was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1941. Gordon had worked at 7 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 1996 - January 29, 1999
MJK CLEARING, INC.
January 8, 1987 - November 12, 1996
COLLIERS SECURITIES LLC
March 28, 1979 - October 17, 1984
USLIFE EQUITY SALES CORP.
August 19, 1975 - December 22, 1986
ENGLER-BUDD & COMPANY INC.
January 7, 1975 - September 15, 1975
DEAN WITTER & CO. INCORPORATED
April 25, 1973 - January 23, 1975
JOHN G. KINNARD AND COMPANY, INCORPORATED
October 14, 1941 - April 23, 1973
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/7/1971
Registered Representative ExaminationCurrent Firm
MJK CLEARING, INC.
CRD#: 8678 / SEC#: , 8-25980
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
