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Gordon Chester Anderson

CRD# 5073·Registered 1941 - 1999
Previously Registered: Being a previously registered professional could mean that Gordon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gordon Chester Anderson, who also goes by Gordy Anderson, was a registered financial advisor. Gordon was a previously registered financial professional and started their career in finance 1941 - 1999. Gordon had worked at 7 firms and has passed the Series 63, Series 7 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gordy Anderson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

85 years in the financial services industry

Current & Past Employments

MJK CLEARING, INC.·CRD# 8678
BD
Minneapolis, MN
November 22, 1996 - January 29, 1999
COLLIERS SECURITIES LLC·CRD# 7477
BD
Minneapolis, MN
January 8, 1987 - November 12, 1996
USLIFE EQUITY SALES CORP.·CRD# 7962
BD
March 28, 1979 - October 17, 1984
ENGLER-BUDD & COMPANY INC.·CRD# 1743
BD
August 19, 1975 - December 22, 1986
DEAN WITTER & CO. INCORPORATED·CRD# 6466
BD
January 7, 1975 - September 15, 1975
JOHN G. KINNARD AND COMPANY, INCORPORATED·CRD# 466
BD
April 25, 1973 - January 23, 1975
Unknown Firm·CRD# 1000002
BD
October 14, 1941 - April 23, 1973

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Current Firm

MC
MJK CLEARING, INC.

MILLER SECURITIES INC | MJK CLEARING, INC. | MILLER, JOHNSON & KUEHN, INCORPORATED | MILLER SECURITIES, INCORPORATED

CRD#: 8678 / SEC#: 8-25980
BD
Cancelled by SEC on 11/19/2004

Contact Information

Established

Minnesota since 12/22/1980

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
STOCKWALK GROUP, INC.PARENT COMPANY—
HALL, JODIE LYNNCROP2745302
HOUDEK, JEFFREY LONNFINOP2664944
MEEHL, PAUL ROBERTPRESIDENT/SROP1626183
SCHIERMAN, MICHAEL BERNARDCHIEF COMPLIANCE OFFICER2353419
SCHUMACHER, JOHN MARKVICE PRESIDENT1520203

Disclosures

Regulatory Event

13

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1980About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1975About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Oct 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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