Paul T. Rubens
Professional summary
Paul Thomas Rubens is a registered financial professional currently at YUKI-CO, LLC located in Menlo Park, California.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2018. Paul has worked at 1 firm and has passed the Series 63, Series 65, Series 82TO, Series 82, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Thomas Rubens's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2018 - Present
YUKI-CO, LLC
Office #1: 101 Jefferson Drive, Menlo Park, CA 94025State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/3/2018)
(2/22/2019)
(2/28/2019)
(2/4/2019)
(2/21/2019)
(1/15/2019)
(11/21/2018)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
YUKI-CO, LLC
CRD#: 282236 / SEC#: , 8-69709
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
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Company Information
YUKI-CO, LLC
CRD#: 282236Menlo Park, CA 94025TRUST BUT VERIFY
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