Eva H. Rohrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eva Hood Rohrich, who also goes by Hood M Eva, Eva M Hood, Eva Hood Jones, Eva Michelle Jones, was a registered financial professional .
Eva is a previously registered financial professional and started their career in finance in 2007. Eva had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2019 - May 10, 2023
HARRELL INVESTMENT PARTNERS, LLC
March 16, 2015 - December 31, 2018
RAYMOND JAMES & ASSOCIATES, INC.
March 16, 2015 - December 31, 2018
RAYMOND JAMES & ASSOCIATES, INC.
August 16, 2013 - March 16, 2015
USCA RIA LLC
August 16, 2013 - March 16, 2015
USCA SECURITIES LLC
January 1, 2008 - August 20, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - August 20, 2013
WELLS FARGO CLEARING SERVICES, LLC
September 13, 2007 - January 1, 2008
A. G. EDWARDS & SONS, INC.
May 15, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
HARRELL INVESTMENT PARTNERS, LLC
CRD#: 299166 / SEC#: 801-114354
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARRELL INVESTMENT PARTNERS, LLC
CRD#: 299166 / SEC#: 801-114354
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 769 |
| AUM (Assets Under Management) | $ 598,645,365 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
