John W. Cogman
Professional summary
John William Cogman, who also goes by John Cogman, is a registered financial professional currently at TRC MARKETS LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 4 firms and has passed the Series 65, Series 63, Series 57TO, Series 3, SIE, Series 55, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John William Cogman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2017 - Present
TRC MARKETS LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271March 3, 2017 - March 23, 2022
LATOUR TRADING LLC
August 10, 2007 - May 17, 2016
DEUTSCHE BANK SECURITIES INC.
April 10, 2006 - July 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 16, 2006 - July 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/8/2012
Limited Representative-Equity Trader ExamSeries 17
Date: 1/13/2006
Limited Registered Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TRC MARKETS LLC
CRD#: 171272 / SEC#: , 8-69454
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | PRINCIPAL OPERATIONS OFFICER & FINOP | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| SHEDID, MARWA MAHMOUD | CHIEF OPERATING OFFICER | 5470002 |
| WILSON, KENNETH NIXON | CEO | 3014927 |
Red Flags
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