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BB

Ben Andrew Benson

CRD# 5072599·Registered 2007 - 2014
Previously Registered: Being a previously registered professional could mean that Ben is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ben Andrew Benson was a registered financial advisor. Ben was a previously registered financial professional and started their career in finance 2007 - 2014. Ben had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years registered in the securities industry

Current & Past Employments

Past

GRADIENT WEALTH MANAGEMENT, LLCPast·CRD# 169369
RIA
Arden Hills, MN
April 3, 2014 - July 7, 2014
PARK AVENUE SECURITIES LLCPast·CRD# 46173
BD
Minneapolis, MN
March 24, 2011 - December 5, 2013
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
Edina, MN
February 9, 2007 - March 1, 2011

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Current Firm

GW
GRADIENT WEALTH MANAGEMENT, LLC

GRADIENT WEALTH MANAGEMENT, LLC

CRD#: 169369 / SEC#: 801-78699

Contact Information

Main Address

4105 Lexington Avenue North Suite 310, Arden Hills, MN 55126

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2006About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2007About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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