AK
Arun Kaul
AK GLOBAL INVESTMENT MANAGEMENT
Ft. Lauderdale, FL 33308
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CRD#: 5072317
AK
Professional summary
Arun Kaul is a registered financial advisor currently at AK GLOBAL INVESTMENT MANAGEMENT, LLC located in Ft. Lauderdale, Florida.
Arun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Arun has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AK CAPITAL MGMT LLC-OWNER, AKCM PROPERTIES LLC WHICH IS A HOLDING COMPANY FOR AMN PROPERTIES, LLC; AMN PROPERTIES 10, LLC; & AMN PROPERTIES 20, LLC; ALL LOCATED AT 1200 MIDDLE RIVER DRIVE, FT. LAUDERDALE, FL 33304; PRESIDENT & MANAGING MEMBER; 1-2 HOURS/MONTH; DUTIES: MANAGE/OVERSEE RENTAL PROPERTY; PLUS AK GLOBAL ASSET MGMT LLC & CORAL RIDGE MARINE LLC-NO ACTIVE BUSINESS; PLUS HILLSDALE INVESTMENT MGMT INC., ADDRESS: 1000 WELLINGTON ST W-SUITE 2100, TORONTO, ONTARIO, CANADA M5K-1J3, 0 HOURS/MONTH, OWNS SHARES-NO ACTIVE INVOLVEMENT; PLUS VIRGIN TRADERS, ADDRESS: H DOCK, NANNY CAY, TORTOLA, VIRGIN ISLANDS, VG1110, CO-OWNER, 1-2 HOURS/MONTH, GENERAL BUSINESS ADVICE, NOT AN ACTIVE ROLE.
CRS (Client Relationship Summary) - RIA
Click below to view Arun Kaul's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2019 - Present
AK GLOBAL INVESTMENT MANAGEMENT, LLC
Office #1: 3021 North East 43rd St, Ft. Lauderdale, FL 33308RIA
CRD#: 291151
Ft. Lauderdale, FL
Past
June 8, 2015 - November 16, 2017
INDEPENDENT PORTFOLIO CONSULTANTS, INC.
RIA
CRD#: 120420
BOCA RATON, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/5/2019)
IAR
North Carolina(3/30/2023)
IAR
Pennsylvania(8/16/2023)
IAR
South Carolina(8/11/2023)
Exams
Current Firm
AG
AK GLOBAL INVESTMENT MANAGEMENT, LLC
AK GLOBAL ASSET MANAGEMENT, LLC | BOUTIQUE CIO | AK GLOBAL INVESTMENT MANAGEMENT, LLC
CRD#: 291151 / SEC#: 801-113625
RIA
Registered Investment Advisory firm - (1/9/2019 Terminated)Florida
Registered Investment Advisory firm - (3/5/2019 Approved)North Carolina
Registered Investment Advisory firm - (3/26/2020 Approved)Pennsylvania
Registered Investment Advisory firm - (8/15/2023 Approved)South Carolina
Registered Investment Advisory firm - (8/11/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Fort Lauderdale, FL
Mailing Address
Phone number
(954) 305-8550
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 10,000,000 |
Red Flags
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Company Information
AK GLOBAL INVESTMENT MANAGEMENT, LLC
CRD#: 291151Ft. Lauderdale, FL 33308TRUST BUT VERIFY
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