Mark J. Landau

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Saratoga Springs, NY 12866

Some features on this profile are disabled

CRD#: 5072160

Professional summary

Mark Joseph Landau, who also goes by Mark J Landau, is a registered financial advisor currently at QUARTZ PARTNERS INVESTMENT MANAGEMENT located in Saratoga Springs, New York.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark J Landau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NY State Ski Education Foundation Non- investment related 5021 NY-86, Willmington NY 12997 Ski instructor Start in 2009 20 hours a month in the winter months 0 hours during trading hours Ski Instructor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Landau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2025 - Present

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Office #1: 19 Railroad Place Suite 202, Saratoga Springs, NY 12866

RIA

CRD#: 174327

Saratoga Springs, NY

Past

July 15, 2019 - March 27, 2025

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

RIA

CRD#: 151237

SARATOGA SPRINGS, NY

Past

June 29, 2012 - September 13, 2018

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

IRVINE, CA

Past

May 9, 2012 - September 13, 2018

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

IRVINE, CA

Past

February 7, 2008 - May 9, 2012

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

October 18, 2007 - February 4, 2008

ATLAS PRIVATE WEALTH MANAGEMENT, LLC

RIA

CRD#: 145331

WILLIAMSTOWN, MA

Past

November 6, 2006 - October 19, 2007

DION MONEY MANAGEMENT INC

RIA

CRD#: 110914

WILLIAMSTOWN, MA

Past

February 13, 2006 - September 26, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ALBANY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA

Registered Investment Advisory firm - (1/20/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/21/2025)

IAR

Connecticut
(4/22/2025)

IAR

Florida
(4/25/2025)

IAR

New York
(4/21/2025)

IAR

North Carolina
(4/21/2025)

IAR

South Carolina
(4/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/10/2006

General Securities Representative Examination

Current Firm

QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA

Registered Investment Advisory firm - (1/20/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

19 Railroad Place Suite 202, Saratoga Springs, NY 12866

Mailing Address

Phone number

(800) 433-0422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

QUARTZ PARTNERS ADV PART 2A: CLIENT BROCHURE (3/31/2025)

QUARTZ PARTNERS WRAP BROCHURE (3/31/2025)

ETICO ADV 2A PRIVATE CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,124
AUM (Assets Under Management)	$ 281,034,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Matthew Dollinger

EDWARD JONES

IAR

JOLIET, IL

Philip Richman

CICLO WEALTH LLC

IAR

Portland, OR

Chad Lawyer

LIFE STRATEGY PARTNERS

IAR

TUCSON, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark J. Landau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Landau's CRS (Customer Relationship Summary).

Certified licenses

Experience

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

GOLDMAN SACHS & CO. LLC

ATLAS PRIVATE WEALTH MANAGEMENT, LLC

DION MONEY MANAGEMENT INC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

QUARTZ PARTNERS INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2012

SIE

Date: 9/13/2018

Series 7

Date: 2/10/2006

Current Firm

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUARTZ PARTNERS INVESTMENT MANAGEMENT

TRUST BUT VERIFY

Similar Advisors