Michael J. Woeppel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Woeppel, who also goes by Michael Woeppel, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 1 firm and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2011 - December 10, 2015
BARRINGTON STRATEGIC WEALTH MANAGEMENT GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BARRINGTON STRATEGIC WEALTH MANAGEMENT GROUP LLC
CRD#: 149472 / SEC#: 801-69933
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
