Thomas L. Grunbeck

J.R. PRUNIER CAPITAL MANAGEMENT

Washougal, WA

CRD#: 5071780

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Professional summary

Thomas Lee Grunbeck, who also goes by Thomas Grunbeck, Tom Grunbeck, is a registered financial advisor currently at J.R. PRUNIER CAPITAL MANAGEMENT LLC located in Washougal, Washington.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Thomas has worked at 1 firm .

At a Glance

Always Fiduciary

Aliases

Thomas Grunbeck | Tom Grunbeck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Lee Grunbeck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2026 - Present

J.R. PRUNIER CAPITAL MANAGEMENT LLC

RIA

CRD#: 321026

Washougal, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.R. PRUNIER CAPITAL MANAGEMENT LLC

J. R. PRUNIER CAPITAL MANAGEMENT | J.R. PRUNIER CAPITAL MANAGEMENT LLC

CRD#: 321026 / SEC#: 801-132427

RIA

Registered Investment Advisory firm - (4/17/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (4/17/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/26/2026)

IAR

Texas
(6/22/2026)

IAR

Washington
(6/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

J.R. PRUNIER CAPITAL MANAGEMENT LLC

J. R. PRUNIER CAPITAL MANAGEMENT | J.R. PRUNIER CAPITAL MANAGEMENT LLC

CRD#: 321026 / SEC#: 801-132427

RIA

Registered Investment Advisory firm - (4/17/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (4/17/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2025 Terminated)

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Contact information

Main Address

61 Boyden Rd. Suite 2, Holden, MA 01520

Mailing Address

Phone number

(508) 756-8080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- J.R. PRUNIER CAPITAL MANAGEMENT LLC (3/20/2026)

Regulatory assets under management

Total Number of Accounts	424
AUM (Assets Under Management)	$ 407,009,712

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas L. Grunbeck

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Lee Grunbeck's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.R. PRUNIER CAPITAL MANAGEMENT LLC

Primary Firm SEC Registration

J.R. PRUNIER CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Current Firm

J.R. PRUNIER CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J.R. PRUNIER CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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