Angel De La Fuente
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angel De La Fuente was a registered financial professional .
Angel is a previously registered financial professional and started their career in finance in 2006. Angel had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 17 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2026 - June 24, 2026
GT SECURITIES, INC.
June 8, 2018 - July 31, 2024
AUERBACH GRAYSON & COMPANY LLC
December 17, 2010 - June 1, 2018
KEPLER CAPITAL MARKETS, INC.
October 1, 2008 - February 23, 2010
J.P. MORGAN SECURITIES LLC
February 28, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 2/16/2021
Investment Banking Registered Representative ExaminationSeries 17
Date: 2/27/2006
Limited Registered Representative ExaminationCurrent Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
