James P. Malone

OAKVIEW CAPITAL MANAGEMENT, L.P.

DALLAS, TX 75219

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CRD#: 5071627

Professional summary

James Patrick Malone, who also goes by Patrick Malone, is a registered financial advisor currently at OAKVIEW CAPITAL MANAGEMENT, L.P. located in Dallas, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Malone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Oakview Investments, LLC; Investment-realted; 3879 Maple Avenue, Suite 300 Dallas, TX 75219; Holding Company owned fully by James Patrick Malone that maintains some ownership of the RIA Oakview Capital Management, L.P. ; Owner; October 2007; 0 hours per month; Owner

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Malone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 2017 - Present

OAKVIEW CAPITAL MANAGEMENT, L.P.

Office #1: 3879 Maple Ave. Suite 300, Dallas, TX 75219

RIA

CRD#: 144877

DALLAS, TX

Past

January 8, 2009 - September 3, 2013

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

January 1, 2008 - April 29, 2016

OAKVIEW CAPITAL MANAGEMENT, L.P.

RIA

CRD#: 144877

DALLAS, TX

Past

December 11, 2006 - December 31, 2008

AWM SERVICES, LLC

CRD#: 6439

DALLAS, TX

Past

January 12, 2006 - June 20, 2008

TITLEIST CAPITAL, LLC

RIA

CRD#: 126136

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAKVIEW CAPITAL MANAGEMENT, L.P.

MALONE FAIRMOUNT PARTNERS, L.P. | OAKVIEW CAPITAL MANAGEMENT, L.P.

CRD#: 144877 / SEC#: 801-100427

RIA

Registered Investment Advisory firm - (7/1/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/23/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/21/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/19/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/8/2006

General Securities Representative Examination

Current Firm

OAKVIEW CAPITAL MANAGEMENT, L.P.

MALONE FAIRMOUNT PARTNERS, L.P. | OAKVIEW CAPITAL MANAGEMENT, L.P.

CRD#: 144877 / SEC#: 801-100427

RIA

Registered Investment Advisory firm - (7/1/2015 Approved)

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Contact information

Main Address

3879 Maple Ave. Suite 300, Dallas, TX 75219

Mailing Address

Phone number

(214) 999-1175

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B (10/24/2025)

ADV PART 2A (9/4/2025)

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 29,622,529

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James P. Malone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Malone's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARGENTUS SECURITIES, LLC

OAKVIEW CAPITAL MANAGEMENT, L.P.

AWM SERVICES, LLC

TITLEIST CAPITAL, LLC

Primary Firm SEC Registration

OAKVIEW CAPITAL MANAGEMENT, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/21/2005

Series 65

Date: 4/19/2005

Series 7

Date: 12/8/2006

Current Firm

OAKVIEW CAPITAL MANAGEMENT, L.P.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAKVIEW CAPITAL MANAGEMENT, L.P.

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