Mia J. Thompson
Professional summary
Mia Jean Thompson, who also goes by Mia J Thompson, Mia Thompson, is a registered financial professional currently at RENAISSANCE MACRO SECURITIES, LLC located in Charleston, South Carolina.
Mia is registered as a RR (Registered Representative) and started their career in finance in 2007. Mia has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mia Jean Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2024 - Present
RENAISSANCE MACRO SECURITIES, LLC
Office #1: 65 Fairchild Street, Charleston, SC 29492June 15, 2022 - October 17, 2023
CANACCORD GENUITY LLC
August 13, 2013 - May 2, 2022
WEDBUSH SECURITIES INC.
June 22, 2007 - April 30, 2012
STEPHENS
April 12, 2007 - June 11, 2007
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/28/2008
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
RENAISSANCE MACRO SECURITIES, LLC
CRD#: 163927 / SEC#: , 8-69079
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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