Lucia M. Knight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucia Micaela Knight, who also goes by Lucia Micaela Knight-perkins, Lucia Micaela Knight, was a registered financial professional .
Lucia is a previously registered financial professional and started their career in finance in 2007. Lucia had worked at 8 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2024 - July 21, 2026
FHN FINANCIAL SECURITIES CORP.
April 22, 2019 - October 2, 2024
MILLENNIUM ADVISORS, LLC
March 20, 2017 - May 1, 2018
LPS CAPITAL LLC
February 7, 2017 - April 3, 2017
TP ICAP GLOBAL MARKETS AMERICAS LLC
September 22, 2015 - March 30, 2016
SG AMERICAS SECURITIES, LLC
August 5, 2013 - August 6, 2015
CANTOR FITZGERALD & CO.
October 2, 2009 - August 2, 2013
NATALLIANCE SECURITIES, LLC
July 17, 2007 - September 25, 2009
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 7/24/2025
Municipal Securities Representative ExaminationCurrent Firm
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
