Matthew V. Crowell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Vincent Crowell, who also goes by Matthew V Crowell, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2006. Matthew had worked at 4 firms and has passed the Series 63, Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2012 - May 18, 2012
BALTRA CAPITAL LLC
August 8, 2011 - May 18, 2012
HABERSHAM CAPITAL MANAGEMENT LLC
October 17, 2006 - December 13, 2007
FINANCIAL NETWORK ASSOCIATES, INC.
April 24, 2006 - October 23, 2007
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BALTRA CAPITAL LLC
CRD#: 156066 / SEC#: , 8-68767
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
