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Hunter Gerard Donaldson

CRD# 5071340·Registered 2006 - 2025
Previously Registered: Being a previously registered professional could mean that Hunter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hunter Gerard Donaldson, who also goes by Hunter G Donaldson, Hunter Donaldson, was a registered financial advisor. Hunter was a previously registered financial professional and started their career in finance 2006 - 2025. Hunter had worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hunter G Donaldson, Hunter Donaldson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
November 2, 2022 - November 3, 2025
STERLING CAPITAL MANAGEMENT LLC·CRD# 135405
RIA
Denver, CO
July 9, 2014 - August 23, 2022
STERLING CAPITAL DISTRIBUTORS, LLC·CRD# 103934
BD
Portland, ME
May 13, 2014 - August 23, 2022
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
Centennial, CO
August 21, 2007 - April 1, 2014
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Denver, CO
March 23, 2006 - July 16, 2007
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Denver, CO
March 9, 2006 - July 16, 2007

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Current Firm

DD
DWS DISTRIBUTORS, INC.

DEAWM DISTRIBUTORS, INC. | ZURICH KEMPER DISTRIBUTORS, INC. | SCUDDER DISTRIBUTORS, INC. | KEMPER DISTRIBUTORS, INC. | DWS SCUDDER DISTRIBUTORS, INC. | DWS INVESTMENTS DISTRIBUTORS, INC | DWS DISTRIBUTORS, INC. | DEUTSCHE AM DISTRIBUTORS, INC.

CRD#: 37306 / SEC#: 8-47765
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

222 South Riverside Plaza, Chicago, IL 60606-5808

Mailing Address

875 Third Avenue 27th Floor- Mail Stop Nyc03-2720, New York, NY 10022

Phone Number

(312) 537-7000

Established

Delaware since 09/20/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DWS INVESTMENT MANAGEMENT AMERICAS , INC.SHAREHOLDER—
ABBOTT, KEVIN SCHIEF OPERATING OFFICER AND DIRECTOR4210778
BALUYOT, RHEEZA RAMOSCHIEF FINANCIAL OFFICER8028310
CHELEL, NICOLE M.CHIEF COMPLIANCE OFFICER4748490
O'CONNELL, BRIAN PATRICKCHAIRMAN OF THE BOARD/DIRECTOR, CHIEF EXECUTIVE OFFICER / PRESIDENT3089261
REUTER, MICHELLE SVICE PRESIDENT6572669
SHIELDS, JOHN POWELL JRVICE PRESIDENT1950330

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STERLING CAPITAL MANAGEMENT; DENVER, CO; INVESTMENT RELATED; BEGAN 04/28/2014; BUSINESS TO BUSINESS DISTRIBUTION;Regional Consultant-Midwest/Director, REGIONAL CONSULTANT; SELL AND PROMOTE STERLING FUNDS; 160 HOURS PER MONTH ALL DURING SECURITIES TRADING HOURS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2014About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Mar 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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