Hinson Ng
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hinson Ng MR., who also goes by Hinson Ng, was a registered financial professional .
Hinson is a previously registered financial professional and started their career in finance in 2006. Hinson had worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 38 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2009 - January 3, 2017
FIRSTENERGY CAPITAL (USA) CORP.
February 4, 2008 - August 31, 2009
TRISTONE CAPITAL CO.
April 28, 2006 - August 31, 2009
TRISTONE CAPITAL (U.S.A.) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 38
Date: 4/27/2006
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
FIRSTENERGY CAPITAL (USA) CORP.
CRD#: 37665 / SEC#: , 8-47871
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
