Vincent A. Virga

AE WEALTH MANAGEMENT

Naples, FL 34103

Some features on this profile are disabled

CRD#: 5070668

Professional summary

Vincent Anthony Virga, who also goes by VIncenzo A Virga Jr., is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Naples, Florida.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Vincent has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vincenzo A Virga Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PFS WEALTH MANAGEMENT GROUP; YES INVESTMENT RELATED; 23 WEST 8TH ST, BAYONNE, NJ 07002; INSURANCE SALES; PRESIDENT; START DATE 05/2009; APPROX 40 HRS/MONTH; APPROX 04 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2. VINCENT A VIRGA; YES INVESTMENT RELATED; 23 WEST 8TH ST, BAYONNE, NJ 07002; AUTHOR OF BOOK AND SPEAKER; AUTHOR; START DATE 10/2015; APPROX 05 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING; AUTHOR OF BOOK AND SPEAKER ON S.M.A.R.T. APPROACH. 3. SOFA; Yes, Investment Related; 5100 Tamiami Trail N, Unit 103, Naples, FL 34103; Non-Profit; POSITION: Course Instructor on Financial related content; START DATE: 06/2024; Approx. 10 hours a month; Approx. 4 hours during trading; Educational Events.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Anthony Virga's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2023 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 5100 Tamiami Trl N Ste 103, Naples, FL 34103

RIA

CRD#: 282580

Naples, FL

Past

March 21, 2012 - December 18, 2023

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

Naples, FL

Past

April 28, 2009 - February 5, 2021

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

BAYONNE, NJ

Past

April 4, 2006 - April 16, 2009

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

BAYONNE, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/3/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/20/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2006

General Securities Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Blake Feldmann

INTEGRATED ADVISORS NETWORK LLC

IAR

Naples, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Vincent A. Virga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Anthony Virga's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE SECURITIES, LLC

PRIME CAPITAL SERVICES, INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/3/2012

Series 65

Date: 3/20/2012

SIE

Date: 10/1/2018

Series 7

Date: 4/3/2006

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors