Mark A. Polemeni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Polemeni ESQ, who also goes by Mark Andrew Polemeni, Mark Andrew Polemeni Esq, Mark A. Polemeni, Esq., Mark Andrew Polemeni, Esq., was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2018. Mark had worked at 3 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2018 - March 1, 2021
TUDOR PICKERING HOLT & CO ADVISORS LP
March 28, 2018 - February 10, 2025
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
March 28, 2018 - October 7, 2025
PERELLA WEINBERG PARTNERS LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
TUDOR PICKERING HOLT & CO ADVISORS LP
CRD#: 158253 / SEC#: , 8-68888
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERELLA WEINBERG PARTNERS GROUP LP | OWNER | |
| BARANCIK, GARY SCOTT | CHIEF FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1728326 |
| BEDNAR, ANDREW THOMAS | PRESIDENT | 1856221 |
| GILLILAND, LANCE GALEN | PRINCIPAL; HEAD OF M&A | 2013135 |
| GOTTSCHALK, ALEXANDRA K | FINANCIAL OPERATIONS PRINCIPAL, CHIEF ACCOUNTING OFFICER, AND CONTROLLER | 5864478 |
| HOLT, ROBERT MAYNARD III | CEO | 1979093 |
| POLEMENI, MARK ANDREW ESQ | CHIEF COMPLIANCE OFFICER & CHIEF REGULATORY COUNSEL | 5070584 |
| TUDOR, ROBERT BEALL III | CHAIRMAN | 1736832 |
Red Flags
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