John D. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Donnell Lewis, who also goes by John D Lewis, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2009. John had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2013 - December 31, 2014
GL INVESTMENT SERVICES, LLC
September 13, 2010 - June 6, 2013
SMITHSONIA ADVISORS, LLC
July 30, 2009 - May 26, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 11, 2009 - May 26, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GL INVESTMENT SERVICES, LLC
CRD#: 152158 / SEC#: 801-71436
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
