CS
Creg V. Shaffer
THE INSTITUTE
Reno, NV 89521
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CRD#: 5070346
CS
Professional summary
Creg V Shaffer, who also goes by Creg Shaffer, is a registered financial advisor currently at THE INSTITUTE located in Reno, Nevada.
Creg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Creg has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Creg Shaffer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OFFICER (SOLE) FORESEE ANALYTICS, INC. (S-CORP) NOT INVESTMENT RELATED ADDRESS: 11462 BASSWOOD LANE N. CHAMPLIN, MN 55316. BUSINESS IS FOCUSED ON MANAGEMENT CONSULTING AND COMPUTER SYSTEMS IMPLEMENTATION. I AM AN SOLE INDEPENDENT CONSULTANT THAT CONTRACTS ON AN HOURLY BASIS FOR CLIENTS TO DO PROJECT WORK RELATED TO BUSINESS INTELLIGENCE SYSTEMS. PRESIDENT/CEO; SUSTAINABLE ALTERNATIVE FEED ENTERPRISES, INC.; Investment Related: No; 10775 Double R Blvd Reno NV 89521 United States; Design, Manufacture, Install Recycling Systems.; Responsibilities Duties: Support business transition to new owner, manage business development activities.; Start date with business: 2013-02-13; Hours per month devoted to business during trading hours: 30; Hours per month devoted to business outside trading hours: 30; Percentage of total yearly compensation expected to be derived from the business: 30.
CRS (Client Relationship Summary) - RIA
Click below to view Creg V Shaffer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2018 - Present
THE INSTITUTE
Office #1: 10775 Double R Blvd. Suite 122, Reno, NV 89521RIA
CRD#: 127207
Reno, NV
Past
June 16, 2017 - December 31, 2017
THE INSTITUTE
RIA
CRD#: 127207
RENO, NV
Past
February 20, 2013 - July 10, 2017
CONCERT WEALTH MANAGEMENT
RIA
CRD#: 141253
RENO, NV
Past
October 12, 2010 - February 21, 2013
RESOURCE INVESTMENT ARCHITECTS, INC.
RIA
CRD#: 111894
PETALUMA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THE INSTITUTE
CARLSON FINANCIAL SERVICES, LLC | YURICA WEALTH MANAGMENT | WEALTH EVOLUTION GROUP | VALUEWEALTH SERVICES, LLC | THE INSTITUTE | RETIREMENT RISK ADVISORS | PLATINUM WEALTH MANAGEMENT, LLC | MADISON PARK ADVISORS | MADISON PARK ADVISOR | INSTITUTE FOR WEALTH MANAGEMENT LLC | INSTITUTE FOR WEALTH | HOBSON FINANCIAL | HF ADVISORY GROUP | EWEALTH CONSULTING | COLORADO INSTITUTE FOR WEALTH MANAGEMENT | CLEARWEALTH ASSET MANAGEMENT
CRD#: 127207 / SEC#: 801-67624
RIA
Registered Investment Advisory firm - (3/7/2007 Approved)Colorado
Registered Investment Advisory firm - (4/3/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(2/14/2018)
Current Firm
TI
THE INSTITUTE
CARLSON FINANCIAL SERVICES, LLC | YURICA WEALTH MANAGMENT | WEALTH EVOLUTION GROUP | VALUEWEALTH SERVICES, LLC | THE INSTITUTE | RETIREMENT RISK ADVISORS | PLATINUM WEALTH MANAGEMENT, LLC | MADISON PARK ADVISORS | MADISON PARK ADVISOR | INSTITUTE FOR WEALTH MANAGEMENT LLC | INSTITUTE FOR WEALTH | HOBSON FINANCIAL | HF ADVISORY GROUP | EWEALTH CONSULTING | COLORADO INSTITUTE FOR WEALTH MANAGEMENT | CLEARWEALTH ASSET MANAGEMENT
CRD#: 127207 / SEC#: 801-67624
RIA
Registered Investment Advisory firm - (3/7/2007 Approved)Colorado
Registered Investment Advisory firm - (4/3/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9878 W. Belleview Ave. #2306, Denver, CO 80123
Mailing Address
Phone number
(303) 572-3500
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,848 |
| AUM (Assets Under Management) | $ 1,154,643,475 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
