Donald C. Mcdougall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Campbell Mcdougall, who also goes by Don Campbell Mcdougall, Donald Campbell Mcdougall, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 2006. Donald had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2008 - May 21, 2012
AFAM CAPITAL, INC.
March 13, 2008 - November 30, 2011
QUASAR DISTRIBUTORS, LLC
February 6, 2006 - November 27, 2007
LPL FINANCIAL LLC
January 1, 2006 - November 27, 2007
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AFAM CAPITAL, INC.
CRD#: 108517 / SEC#: 801-30528
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
