Sarai Parada
Professional Summary
Sarai Parada, who also goes by Sarai Parada Santos, is a registered financial advisor currently at INVEX, LLC. located in Coral Gables, Florida. Sarai is registered as a RR (Registered Representative) and started their career in finance in 2018. Sarai has worked at 1 firm and has passed the Series 7TO, SIE and Series 99 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sarai Parada Santos
Similar Advisors
SUMMIT FINANCIAL, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT FINANCIAL, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT FINANCIAL, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT FINANCIAL, LLC
Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
SUMMIT FINANCIAL, LLC
Current Firm
INVEX, INC. | INVEX, LLC.
Contact Information
Main Address
2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134Mailing Address
2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134Phone Number
(786) 425-1717Established
Delaware since 05/24/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Similar Advisors
SUMMIT FINANCIAL, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SUMMIT FINANCIAL, LLC
State Registrations and Notice Filings
(8/24/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
SUMMIT FINANCIAL, LLC
CRS (Client Relationship Summary) - BD
Click below to view Sarai Parada's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT FINANCIAL, LLC