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SP

Sarai Parada

INVEX.
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 5069888
SP

Professional summary

Sarai Parada, who also goes by Sarai Parada Santos, is a registered financial professional currently at INVEX, LLC. located in Coral Gables, Florida.

Sarai is registered as a RR (Registered Representative) and started their career in finance in 2018. Sarai has worked at 1 firm and has passed the Series 7TO, SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sarai Parada Santos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarai Parada's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 24, 2018 - Present

INVEX, LLC.

Office #1: 2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134
BD
CRD#: 30032
Coral Gables, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/24/2018)

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 4/9/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 8/24/2018
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

IL
INVEX, LLC.
INVEX, INC. | INVEX, LLC.

CRD#: 30032 / SEC#: , 8-44695

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134
Mailing Address
2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134
Phone number
(786) 425-1717
Established
Delaware since 05/24/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INVEX HOLDINGS, INC.OWNER
BARRIENTOS SERRANO, CARLOSCHIEF COMPLIANCE OFFICER4520476
REYES RETANA HIGUERA, GERARDOCOMPLIANCE OFFICER2433345
REYESRETANA, GERARDOPRESIDENT/SECRETARY2433345

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVEX, LLC.

CRD#: 30032Coral Gables, FL 33134

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