Charles F. Marion

MAG CAP

RIDGELAND, MS 39157

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CRD#: 5069281

Professional summary

Charles Fuller Marion JR is a registered financial advisor currently at MAG CAP located in Ridgeland, Mississippi.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Charles has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Fuller Marion JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2018 - Present

MAG CAP

Office #1: 1076 Highland Colony Parkway Suite 291, Ridgeland, MS 39157

RIA

CRD#: 298398

RIDGELAND, MS

Past

January 2, 2009 - October 3, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

JACKSON, MS

Past

July 12, 2006 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

JACKSON, MS

Past

December 20, 2005 - October 3, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

JACKSON, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAG CAP

CRD#: 298398 / SEC#: 801-114023

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(10/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/1/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/11/2007

General Securities Principal Examination

Current Firm

MAG CAP

CRD#: 298398 / SEC#: 801-114023

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

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Contact information

Main Address

1076 Highland Colony Parkway Suite 291, Ridgeland, MS 39157

Mailing Address

Phone number

(601) 362-5872

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAG CAP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	3,743
AUM (Assets Under Management)	$ 1,482,714,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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IAR

Ridgeland, MS

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Advisor Monitoring

Firm Stability Insights

Charles F. Marion

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Fuller Marion JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MAG CAP

State Registrations and Notice Filings

Exams

Series 66

Date: 2/1/2006

SIE

Date: 10/1/2018

Series 7

Date: 12/19/2005

Series 24

Date: 7/11/2007

Current Firm

MAG CAP

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAG CAP

TRUST BUT VERIFY

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