JL
Jodie B. Lane
J. W. COLE ADVISORS
Greenfield, WI 53220
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CRD#: 5069112
JL
Professional summary
Jodie B. Lane, who also goes by Jodie Gruber, Jodie Lane, Jodie Pike, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Greenfield, Wisconsin.
Jodie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jodie has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jodie Gruber | Jodie Lane | Jodie Pike
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DBA - Greenstone Financial Services, LLC; investment related; owner - start date 6/2/2020; 4811 S. 75th Street, Suite 400, Greenfield, WI53220; fixed insurance and wealth advisor; 40 hours per month, 40 hours during trading. (2) Pathway Divorce Solutions, LLC; non-investment related; CDFA - owner - start date 08/22/2022; 4811 S. 76th Street, Suite 400, Greenfield, WI 53220; 10 hours a month, 10 hours during trading hours. (3) John Florance Annuity & Insurance Solutions; Insurance Agency; 900 Katherine, Drive, Elm Grove, WI 53122; Owner; From his seminars, John will refer attendees to me whom I might be able to help as a IAR, either providing financial planning services or AUM services; Start 4/1/24; 5 hours/month during trading hours. (4) Notary Public; Not investment related; 4811 S 76th St, Ste 400, Greenfield, WI 53220; Provide notary public services; Start 10/28/2024; 1 hour/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Jodie B. Lane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2021 - Present
J. W. COLE ADVISORS, INC.
Office #1: 4811 S. 76th Street Suite 315, Greenfield, WI 53220RIA
CRD#: 112294
Greenfield, WI
Past
October 2, 2017 - August 17, 2020
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
GREENFIELD, WI
Past
October 2, 2017 - August 17, 2020
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
GREENFIELD, WI
Past
July 31, 2017 - October 3, 2017
SII INVESTMENTS, INC.
RIA
CRD#: 2225
Hales Corners, WI
Past
July 31, 2017 - October 3, 2017
SII INVESTMENTS, INC.
BD
CRD#: 2225
Hales Corners, WI
Past
July 5, 2011 - August 8, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
FRANKLIN, WI
Past
July 5, 2011 - August 8, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
FRANKLIN, WI
Past
December 9, 2010 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
GREENFIELD, WI
Past
December 3, 2010 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
GREENFIELD, WI
Past
February 15, 2006 - November 23, 2010
EDWARD JONES
RIA
CRD#: 250
NEW BERLIN, WI
Past
January 13, 2006 - November 23, 2010
EDWARD JONES
BD
CRD#: 250
NEW BERLIN, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(2/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Greenfield, WI 53220TRUST BUT VERIFY
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