Temple S. Sewell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Temple S. Sewell, who also goes by Temple S Sewell, was a registered financial professional .
Temple is a previously registered financial professional and started their career in finance in 2008. Temple had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2013 - November 13, 2013
TRUE CAPITAL MANAGEMENT
June 19, 2009 - March 11, 2013
UBS FINANCIAL SERVICES INC.
September 22, 2008 - March 11, 2013
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUE CAPITAL MANAGEMENT
CRD#: 142962 / SEC#: 801-67503
Contact information
Regulatory assets under management
| Total Number of Accounts | 431 |
| AUM (Assets Under Management) | $ 1,593,766,022 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
