AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
TF

Tami Jo Foster

SECURITY DISTRIBUTORS
TOPEKA, KS
·CRD# 5068898·20 years experience

Professional Summary

Tami Jo Foster, who also goes by Tami Jo Pigg, is a registered financial advisor currently at SECURITY DISTRIBUTORS located in Topeka, Kansas. Tami is registered as a RR (Registered Representative) and started their career in finance in 2006. Tami has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tami Jo Pigg

Blog Corner

Similar Advisors

Richard James Ryan
Richard James Ryan

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
View profile
Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
Mishwaka, IN · CRD#
Allan Wiltshire III
Allan Wiltshire III

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ATHENS, GA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Richard James Ryan
Richard James Ryan

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
Mishwaka, IN · CRD#
Allan Wiltshire III
Allan Wiltshire III

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ATHENS, GA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Richard James Ryan
Richard James Ryan

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
Mishwaka, IN · CRD#
Allan Wiltshire III
Allan Wiltshire III

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ATHENS, GA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard James Ryan
Richard James Ryan

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
Mishwaka, IN · CRD#
Allan Wiltshire III
Allan Wiltshire III

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ATHENS, GA · CRD#

Years of Experience

20 years in the financial services industry

Current & Past Employments

SECURITY DISTRIBUTORS·CRD# 3336
BD
One Security Benefit Place, Topeka, KS 66636-0001
October 15, 2007 - Present
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Overland Park, KS
February 9, 2006 - April 5, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Overland Park, KS
January 19, 2006 - April 5, 2006

Similar Advisors

Richard James Ryan
Richard James Ryan

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
Mishwaka, IN · CRD#
Allan Wiltshire III
Allan Wiltshire III

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ATHENS, GA · CRD#

Current Firm

SD
SECURITY DISTRIBUTORS

SECURITY DISTRIBUTORS | SECURITY DISTRIBUTORS, LLC | SECURITY DISTRIBUTORS, INC.

CRD#: 3336 / SEC#: 8-10781
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

One Security Benefit Place, Topeka, KS 66636-0001

Mailing Address

One Security Benefit Place, Topeka, KS 66636

Phone Number

(785) 438-3000

Established

Kansas since 03/06/1962

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SECURITY BENEFIT LIFE INSURANCE COMPANYMEMBER—
AULETA, KURT EUGENESENIOR VICE PRESIDENT, SALES MANAGER WEST2463399
BISHOP, COLIN WILLIAMCFO, TREASURER & FINOP7787724
BYRNES, DAVID GERARDPRESIDENT & HEAD OF DISTRIBUTION1318905
CARR, MARK JOSEPHASSISTANT VICE PRESIDENT2833346
GARHART, GREGORY CHRISTOPHERVICE PRESIDENT, CHIEF COMPLIANCE OFFICER & AML CHIEF COMPLIANCE OFFICER5118892
JACQUINOT, JUSTIN ABERSENIOR VICE PRESIDENT, DIRECT RELATIONSHIPS4437252
KILEY, JAMES JSENIOR VICE PRESIDENT, EDUCATION MARKET & AFFILIATES1278905
MAGHINI, MICHAEL THOMASSENIOR VICE PRESIDENT, NATIONAL ACCOUNTS1239692
POLLOCK, ALISON JANELVICE PRESIDENT & SECRETARY6743861
REIDY, MICHAEL KEVINSENIOR VICE PRESIDENT1323936
ROCHA, MATTHEW VINCENTSENIOR VICE PRESIDENT, SALES MANAGER EAST5207062
TALLEN, AARON MARSHALVICE PRESIDENT, INSIDE SALES, 401K AND DEFINED CONTRIBUTIONS4455856
WELLS, RICHARD JAMESSENIOR VICE PRESIDENT2622640
WILEY, DONALD ANDREWVICE PRESIDENT1132196
YOUNG, LISA MICHELLEASSISTANT TREASURER2596425

Disclosures

Regulatory Event

5

Similar Advisors

Richard James Ryan
Richard James Ryan

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
Mishwaka, IN · CRD#
Allan Wiltshire III
Allan Wiltshire III

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ATHENS, GA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Richard James Ryan
Richard James Ryan

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
Mishwaka, IN · CRD#
Allan Wiltshire III
Allan Wiltshire III

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ATHENS, GA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2006About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Richard James Ryan
Richard James Ryan

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
Mishwaka, IN · CRD#
Allan Wiltshire III
Allan Wiltshire III

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ATHENS, GA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Tami Jo Foster's CRS (Customer Relationship Summary).

Similar Advisors

Richard James Ryan
Richard James Ryan

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO · CRD#
Steven Walter Glasgow
Steven Walter Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#
Mishwaka, IN · CRD#
Allan Wiltshire III
Allan Wiltshire III

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ATHENS, GA · CRD#
TF
Follow Tami
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required