JH
Jacob R. Haigh
CAPITAL CITIES INVESTMENTS
MIDDLEBURY, VT 05753
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CRD#: 5068661
JH
Professional summary
Jacob Robert Haigh is a registered financial advisor currently at CAPITAL CITIES INVESTMENTS located in Middlebury, Vermont.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jacob has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rental Property, not investment related. 181 Morgan Rd. Salibury VT 05769. Owner, 2009 to present. Less than 5 hours a month of time. Tenant procurement, apartment repairs, administrative work.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Robert Haigh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2009 - Present
CAPITAL CITIES INVESTMENTS
Office #1: 63 Maple Street Suite 25, Middlebury, VT 05753RIA
CRD#: 116185
MIDDLEBURY, VT
Past
September 24, 2008 - December 31, 2015
TRIAD ADVISORS LLC
BD
CRD#: 25803
MIDDLEBURY, VT
Past
January 10, 2008 - September 25, 2008
EDWARD JONES
RIA
CRD#: 250
MIDDLEBURY, VT
Past
January 16, 2006 - September 25, 2008
EDWARD JONES
BD
CRD#: 250
MIDDLEBURY, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CAPITAL CITIES INVESTMENTS
CAPITAL CITIES INVESTMENTS
CRD#: 116185 / SEC#: 801-69504
RIA
Registered Investment Advisory firm - (8/27/2008 Approved)Florida
Registered Investment Advisory firm - (8/27/2008 Terminated)Indiana
Registered Investment Advisory firm - (8/27/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (9/10/2008 Terminated)Vermont
Registered Investment Advisory firm - (8/27/2008 Terminated)Virginia
Registered Investment Advisory firm - (8/27/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/9/2019)
IAR
Vermont(3/13/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CAPITAL CITIES INVESTMENTS
CAPITAL CITIES INVESTMENTS
CRD#: 116185 / SEC#: 801-69504
RIA
Registered Investment Advisory firm - (8/27/2008 Approved)Florida
Registered Investment Advisory firm - (8/27/2008 Terminated)Indiana
Registered Investment Advisory firm - (8/27/2008 Terminated)Massachusetts
Registered Investment Advisory firm - (9/10/2008 Terminated)Vermont
Registered Investment Advisory firm - (8/27/2008 Terminated)Virginia
Registered Investment Advisory firm - (8/27/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
426 East New York Street, Indianapolis, IN 46202
Mailing Address
Phone number
(317) 475-4500
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,319 |
| AUM (Assets Under Management) | $ 251,443,578 |
Red Flags
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Company Information
CAPITAL CITIES INVESTMENTS
CRD#: 116185Middlebury, VT 05753TRUST BUT VERIFY
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