Taylor B. Northrop

GWN SECURITIES

Jupiter, FL

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CRD#: 5068606

Professional summary

Taylor B Northrop is a registered financial advisor currently at GWN SECURITIES INC. located in Jupiter, Florida.

Taylor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Taylor has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRINCETON UNIVERSITY POSITION: COACH NATURE: FOOTBALL INVESTMENT RELATED: NO HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 06/03/2002 ADDRESS: PRINCETON UNIVERSITY, PRINCETON NJ 08544 DESCRIPTION: VOLUNTEER FOOTBALL COACH TAYLOR NORTHROP KICKING ACADEMY POSITION: COACH NATURE: FOOTBALL INVESTMENT RELATED: NO HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 06/03/2002 ADDRESS: 114 NEWCASTLE DR, JUPITER FL 33458 DESCRIPTION: FOOTBALL COACH TAYLOR B NORTHROP, INC POSITION: PRESIDENT NATURE: THIS IS FOR TAX PURPOSES. INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 04/16/2008 ADDRESS: 2665 EAST COMMUNITY DRIVE, JUPITER FL 33458 DESCRIPTION: WWW.SUNBIZ.ORG ANNUAL FEE FOR THE STATE OF FLORIDA AND ANNUAL TAX FORMS FOR FILING TAXES. I HAVE A CHECKBOOK AND A BUSINESS CHECKING ACCOUNT FOR TAYLOR B NORTHROP, INC. BUTTELMAN & ASSOCIATES FINANCIAL SERVICES POSITION: DBA, Financial Professional, Florida Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2006 ADDRESS: 2226 S Congress Ave, West Palm Beach FL 33458, United States DESCRIPTION: Securities DBA used in conjunction with Investment Sales, Life Insurance, Long Term Care Insurance, Fixed Annuities and Index Annuities KNIGHTS OF COLUMBUS POSITION: MEMBER; NATURE: CHARITY; NOT INVESTMENT RELATED; ADDRESS: 11499 PROSPERITY FARMS RD; 1 HOURS A MONTH AND 0 DURING TRADING HOURS; STRART: 11/01/2024;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor B Northrop's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Taylor B Northrop's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2012 - Present

GWN SECURITIES INC.

RIA

CRD#: 128929

Jupiter, FL

Current

January 5, 2006 - Present

GWN SECURITIES INC.

RIA

CRD#: 128929

Jupiter, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GWN SECURITIES INC.

GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA

Registered Investment Advisory firm - SEC (1/2/2004 Approved)

Wyoming

Registered Investment Advisory firm - SEC (6/30/2020 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/19/2021)

Connecticut
(12/14/2021)

District of Columbia
(9/26/2024)

Florida
(1/5/2006)

IAR

Florida
(1/17/2012)

Georgia
(10/20/2015)

Indiana
(8/6/2025)

Louisiana
(9/18/2025)

New York
(1/3/2019)

North Carolina
(1/3/2019)

Ohio
(11/18/2014)

Pennsylvania
(10/20/2015)

South Carolina
(5/24/2018)

Tennessee
(10/15/2021)

Texas
(3/16/2011)

Virginia
(3/29/2021)

West Virginia
(3/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/10/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/3/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/12/2014

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

GWN SECURITIES INC.

GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.

CRD#: 128929 / SEC#: 801-62547, 8-66185

RIA

Registered Investment Advisory firm - SEC (1/2/2004 Approved)

Wyoming

Registered Investment Advisory firm - SEC (6/30/2020 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Mailing Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Phone number

(561) 472-2700

Established

Florida since 05/12/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

744

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

GWN FORM ADV BROCHURE (4/11/2025)

Direct owners and executive officers

Name	Position	CRD#
WORLD INVESTMENT NETWORK	OWNER
BORNHEIMER, LAURA JEANETTE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP	1769643
CORBIN, BRAD JEFFREY	SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING	1754065
RITTMAN, BARRY RICHARD	CFO FINOP VP	1997994
WALSH, DENIS STEPHEN	CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT	1124278
WALSH, MARY THERESE	SECRETARY	2829444

Regulatory assets under management

Total Number of Accounts	64,207
AUM (Assets Under Management)	$ 3,650,274,405

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Taylor B. Northrop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor B Northrop's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Taylor B Northrop's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWN SECURITIES INC.

Primary Firm SEC Registration

GWN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2012

Series 63

Date: 1/10/2006

SIE

Date: 10/1/2018

Series 6

Date: 1/3/2006

Series 26

Date: 3/12/2014

FINRA

Current Firm

GWN SECURITIES INC.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

GWN SECURITIES INC.

TRUST BUT VERIFY

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