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ST

Shaun M. Taylor

TAYLOR WILLIAMS PRIVATE WEALTH MANAGEMENT LLC
TOMBALL, TX
Some features on this profile are disabled
CRD#: 5068549
ST

Professional summary

Shaun Marshall Taylor, who also goes by Shaun M Taylor, Shaun Marshall Taylor, is a registered financial advisor currently at TAYLOR WILLIAMS PRIVATE WEALTH MANAGEMENT LLC located in Tomball, Texas.

Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Shaun has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Shaun M Taylor | Shaun Marshall Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Taylor Williams Worldwide; Tomball, TX; The purpose is to participate in Sports and Entertainment as a Coach/Player and as a DJ of music; not investment related; Owner; 01/2000; 5 hrs./month; 0 hrs. during trading; Coach youth in Basketball, Golf, Track & Field, baseball. private lesson, DJ (music) of events. 2. Shaun Taylor, Sole Proprietor; Tomball, TX; Life insurance sales and service; investment related; Agent; 08/2013; 40 hrs./month; 30 hrs. during trading; insurance service and sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Marshall Taylor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 25, 2025 - Present

TAYLOR WILLIAMS PRIVATE WEALTH MANAGEMENT LLC

RIA
CRD#: 335249
TOMBALL, TX
Past

April 9, 2021 - January 10, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
TOMBALL, TX
Past

April 1, 2021 - January 10, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX
Past

April 8, 2020 - March 5, 2021

CENTRIC ADVISORS, LLC

RIA
CRD#: 282477
HOUSTON, TX
Past

September 20, 2019 - March 30, 2020

FROST INVESTMENT SERVICES

RIA
CRD#: 286129
HOUSTON, TX
Past

September 19, 2019 - March 30, 2020

FROST BROKERAGE SERVICES, INC.

BD
CRD#: 17465
HOUSTON, TX
Past

January 9, 2019 - February 21, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Houston, TX
Past

December 22, 2017 - November 30, 2018

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
HOUSTON, TX
Past

September 19, 2013 - November 30, 2018

NYLIFE SECURITIES LLC

BD
CRD#: 5167
HOUSTON, TX
Past

October 7, 2011 - January 18, 2012

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX
Past

May 7, 2008 - December 2, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
HOUSTON, TX
Past

March 28, 2008 - December 2, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
HOUSTON, TX
Past

June 19, 2007 - November 29, 2007

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
KLEIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/25/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/20/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/14/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/18/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TW
TAYLOR WILLIAMS PRIVATE WEALTH MANAGEMENT LLC
TAYLOR WILLIAMS PRIVATE WEALTH MANAGEMENT LLC

CRD#: 335249 / SEC#:

Texas
Registered Investment Advisory firm - (4/25/2025 Approved)
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Contact information

Main Address
Tomball, TX
Mailing Address
Phone number
(713) 376-5622
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TAYLOR WILLIAMS PRIVATE WEALTH MANAGEMENT LLC

CRD#: 335249Tomball, TX

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