Leonardo P. Cardoso
Professional summary
Leonardo Pinheiro Cardoso, CFA is a registered financial advisor currently at BRAZEN CAPITAL, LLC located in New York, New York.
Leonardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Leonardo has worked at 4 firms and has passed the Series 66, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Leonardo Pinheiro Cardoso's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2021 - Present
BRAZEN CAPITAL, LLC
Office #1: 99 Wall Street, Suite 1701, New York, NY 10005November 1, 2010 - January 17, 2019
IDB CAPITAL CORP.
October 9, 2008 - December 9, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
March 13, 2006 - November 19, 2007
CITIGROUP GLOBAL MARKETS INC.
January 23, 2006 - November 19, 2007
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/28/2021)
Exams
Series 55
Date: 10/27/2008
Limited Representative-Equity Trader ExamCurrent Firm
BRAZEN CAPITAL, LLC
CRD#: 300746 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 3,510,503 |
Red Flags
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