Leonardo P. Cardoso

BRAZEN CAPITAL

New York, NY 10005

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CRD#: 5068205

Professional summary

Leonardo Pinheiro Cardoso, CFA is a registered financial advisor currently at BRAZEN CAPITAL, LLC located in New York, New York.

Leonardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Leonardo has worked at 4 firms and has passed the Series 66, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

QuantGate Systems: Executive Officer of QuantGate Systems, Inc. a Toronto based fintech company operating for over 10 years, developing sophisticated artificial intelligence, machine learning and proprietary big-data processing algorithm and analytics to provide SaaS solution and seamless API integration to participants in the financial industry. My responsibilities include introduce the company and its technology to individuals and institutions looking for trading technology and contribute to the development effort of trading strategies. The hours devoted to the functions are outside securities trading hours. 100Ventures: I'm also the founding member of 100Ventures, LLCa holding company that is developing a financial education platform. Compensation: none since is a startup, but the expectation is to receive equity compensation. Approximately 20 hours per month is devoted to the business, throughout different times during the day. None of the two activities have meaningful impact on the main activity of the Investment Adviser.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonardo Pinheiro Cardoso's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

August 28, 2021 - Present

BRAZEN CAPITAL, LLC

Office #1: 99 Wall Street, Suite 1701, New York, NY 10005

RIA

CRD#: 300746

New York, NY

Past

November 1, 2010 - January 17, 2019

IDB CAPITAL CORP.

CRD#: 106032

NEW YORK, NY

Past

October 9, 2008 - December 9, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

FORT LAUDERDALE, FL

Past

March 13, 2006 - November 19, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WINTER PARK, FL

Past

January 23, 2006 - November 19, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WINTER PARK, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/6/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/27/2008

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/20/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/13/2011

General Securities Principal Examination

Current Firm

BRAZEN CAPITAL, LLC

CRD#: 300746 / SEC#:

New York

Registered Investment Advisory firm - (6/3/2019 Approved)

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Contact information

Main Address

99 Wall Street, Suite 1701, New York, NY 10005

Mailing Address

Phone number

(917) 847-7662

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 3,510,503

Red Flags

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Leonardo P. Cardoso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonardo Pinheiro Cardoso's CRS (Customer Relationship Summary).

Certified licenses

Experience

IDB CAPITAL CORP.

FIS BROKERAGE & SECURITIES SERVICES LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/6/2006

SIE

Date: 10/1/2018

Series 55

Date: 10/27/2008

Series 7

Date: 1/20/2006

Series 24

Date: 12/13/2011

Current Firm

BRAZEN CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRAZEN CAPITAL, LLC

TRUST BUT VERIFY

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