Dwayne A. Burnell

BROOKSTONE WEALTH ADVISORS

BOTHELL, WA 98011

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CRD#: 5068145

Professional summary

Dwayne Anthony Burnell is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Bothell, Washington.

Dwayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Dwayne has worked at 5 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAXIMA GROUP LLC / DBA BURNELL FINANCIAL; INVESTMENT RELATED; 19125 NORTH CREEK PARKWAY, SUITE 120, BOTHELL, WA 98011; INVESTMENT ADVISORY, INSURANCE; OWNER; STARTED 03/2015; 160 HOURS/MONTH DEVOTED; 160 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER INVESTMENT ADVISORY SERVICES, SALE OF INSURANCE PRODUCTS, EDUCATIONAL COURSES AND AUTHOR OF TWO INVESTMENT RELATED BOOKS. EAGLE TEAM FINANCIAL PROS; INVESTMENT RELATED; 200 W. HWY 6, SUITE 330, WACO, TX 76712; INSURANCE; AGENT; STARTED 02/2010; 4 HOURS/MONTH DEVOTED; 4 HOURS/MONTH DEVOTED; AGENT FOR INSURANCE SALES AND MARKETING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwayne Anthony Burnell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2020 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 19125 North Creek Parkway Suite 120, Bothell, WA 98011

RIA

CRD#: 137658

BOTHELL, WA

Past

February 21, 2017 - December 15, 2020

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Bothell, WA

Past

July 24, 2015 - March 31, 2017

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

BOTHELL, WA

Past

November 27, 2006 - November 3, 2011

PARK AVENUE SECURITIES LLC

CRD#: 46173

LYNNWOOD, WA

Past

March 28, 2006 - April 26, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/1/2024)

IAR

Montana
(9/2/2022)

IAR

Texas
(10/25/2021)

IAR

Washington
(12/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/23/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/27/2006

General Securities Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dwayne A. Burnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwayne Anthony Burnell's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

REGAL INVESTMENT ADVISORS LLC

WEALTH WATCH ADVISORS, INC

PARK AVENUE SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2015

Series 66

Date: 10/23/2007

Series 7

Date: 3/27/2006

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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