Jessica Lee Taylor | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jessica Lee Taylor, who also goes by Jessica Lee Paulus, was a registered financial professional .

Jessica is a previously registered financial professional and started their career in finance in 2006. Jessica had worked at 11 firms and has passed the Series 66, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Jessica Lee Paulus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 28, 2021 - March 8, 2022

GALLACHER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 113189

Billings, MT

Past

July 1, 2016 - December 31, 2021

PURSHE KAPLAN STERLING INVESTMENTS

BD

CRD#: 35747

Reno, NV

Past

October 10, 2012 - March 18, 2019

GALLACHER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 113189

LONE TREE, CO

Past

August 17, 2012 - October 2, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

LONE TREE, CO

Past

August 17, 2012 - June 30, 2016

LPL FINANCIAL LLC

BD

CRD#: 6413

LONE TREE, CO

Past

September 14, 2010 - August 24, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DENVER, CO

Past

September 14, 2010 - August 24, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

BD

CRD#: 6363

DENVER, CO

Past

March 19, 2010 - July 26, 2010

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RIA

CRD#: 143384

LITTLETON, CO

Past

March 19, 2010 - July 26, 2010

RESOURCE HORIZONS GROUP LLC

BD

CRD#: 104368

LITTLETON, CO

Past

February 9, 2010 - February 17, 2010

NATIONS FINANCIAL GROUP, INC.

RIA

CRD#: 44181

DENVER, CO

Past

February 9, 2010 - February 17, 2010

NATIONS FINANCIAL GROUP, INC.

BD

CRD#: 44181

DENVER, CO

Past

July 9, 2008 - December 31, 2009

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SALT LAKE CITY, UT

Past

July 7, 2008 - December 31, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

SALT LAKE CITY, UT

Past

November 16, 2007 - May 21, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

August 12, 2006 - May 21, 2008

UBS FINANCIAL SERVICES INC.

BD

CRD#: 8174

DENVER, CO

Past

May 3, 2006 - August 12, 2006

PIPER SANDLER & CO.

BD

CRD#: 665

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GC

GALLACHER CAPITAL MANAGEMENT, LLC

CRD#: 113189 / SEC#: 801-68279

RIA

Registered Investment Advisory firm - (8/29/2007 Approved)

Colorado

Registered Investment Advisory firm - (12/10/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 11/15/2007

Uniform Combined State Law Examination

General Industry/Product Exam

RR

Series 7TO

Date: 3/21/2024

General Securities Representative Examination

General Industry/Product Exam

RR

Series 99TO

Date: 3/21/2024

Operations Professional Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 5/2/2006

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 3/21/2024

General Securities Principal Examination

Current Firm

GC

GALLACHER CAPITAL MANAGEMENT, LLC

CRD#: 113189 / SEC#: 801-68279

RIA

Registered Investment Advisory firm - (8/29/2007 Approved)

Colorado

Registered Investment Advisory firm - (12/10/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10465 Park Meadows Dr #107, Lone Tree, CO 80124

Mailing Address

Phone number

(303) 708-1640

Established

Firm type

Fiscal year end

# of Employees

14

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A FIRM BROCHURE - GALLACHER CAPITAL MANAGEMENT (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,325
AUM (Assets Under Management)	$ 487,814,567

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jessica L. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

GALLACHER CAPITAL MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RESOURCE HORIZONS GROUP LLC

NATIONS FINANCIAL GROUP, INC.

NATIONS FINANCIAL GROUP, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PIPER SANDLER & CO.

Primary Firm SEC Registration

GALLACHER CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2007

Series 7TO

Date: 3/21/2024

Series 99TO

Date: 3/21/2024

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2006

Series 24

Date: 3/21/2024

Current Firm

GALLACHER CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GALLACHER CAPITAL MANAGEMENT, LLC

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