Amanda R. Peters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amanda R Peters, who also goes by Amanda Rose Peters, was a registered financial professional .
Amanda is a previously registered financial professional and started their career in finance in 2006. Amanda had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2014 - June 6, 2017
CABLE HILL PARTNERS, LLC
March 3, 2014 - June 5, 2017
PURSHE KAPLAN STERLING INVESTMENTS
July 11, 2008 - March 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 11, 2008 - March 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 26, 2006 - June 26, 2008
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CABLE HILL PARTNERS, LLC
CRD#: 168252 / SEC#: 801-78336
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,982 |
| AUM (Assets Under Management) | $ 1,977,399,614 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/31/2024 | ||
| 07/14/2023 | ||
| 01/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
