Tyson A. Farmer
Professional summary
Tyson Andrew Farmer, who also goes by Tyson Andrew Farmer, is a registered financial advisor currently at VEGA FINANCIAL LLC located in Mercer Island, Washington.
Tyson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Tyson has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tyson Andrew Farmer's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2021 - Present
VEGA FINANCIAL LLC
October 8, 2010 - March 10, 2021
EDWARD JONES
October 8, 2010 - March 10, 2021
EDWARD JONES
February 3, 2010 - October 8, 2010
U.S. BANCORP INVESTMENTS, INC.
February 3, 2010 - October 8, 2010
U.S. BANCORP INVESTMENTS, INC.
April 22, 2009 - January 28, 2010
KEY INVESTMENT SERVICES LLC
April 22, 2009 - January 28, 2010
KEY INVESTMENT SERVICES LLC
October 3, 2007 - April 9, 2009
WAMU INVESTMENTS, INC.
October 3, 2007 - April 9, 2009
WAMU INVESTMENTS, INC.
May 4, 2006 - September 19, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
May 4, 2006 - September 19, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/8/2022)
(3/8/2021)
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
VEGA FINANCIAL LLC
CRD#: 312036 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 98 |
| AUM (Assets Under Management) | $ 44,964,000 |
Red Flags
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