Tyson A. Farmer

VEGA FINANCIAL LLC

Mercer Island, WA

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CRD#: 5068000

Professional summary

Tyson Andrew Farmer, who also goes by Tyson Andrew Farmer, is a registered financial advisor currently at VEGA FINANCIAL LLC located in Mercer Island, Washington.

Tyson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Tyson has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyson Andrew Farmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyson Andrew Farmer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2021 - Present

VEGA FINANCIAL LLC

RIA

CRD#: 6363

BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/8/2022)

IAR

Washington
(3/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/3/2006

General Securities Representative Examination

Current Firm

VEGA FINANCIAL LLC

VEGA FINANCIAL | VEGA FINANCIAL LLC

CRD#: 312036 / SEC#:

Texas

Registered Investment Advisory firm - (3/16/2023 Approved)

Washington

Registered Investment Advisory firm - (3/8/2021 Approved)

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Contact information

Main Address

Mercer Island, WA

Mailing Address

Po Box 158, Mercer Island, WA 98040

Phone number

(206) 883-8342

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	98
AUM (Assets Under Management)	$ 44,964,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyson A. Farmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyson Andrew Farmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2006

Series 7TO

Date: 12/22/2022

SIE

Date: 10/1/2018

Series 7

Date: 5/3/2006

Current Firm

VEGA FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VEGA FINANCIAL LLC

TRUST BUT VERIFY

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