AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
EK

Eric Joseph Kelemen

MDRN CAPITAL
PLAIN CITY, OH
·CRD# 5067848·20 years experience

Professional Summary

Eric Joseph Kelemen, who also goes by Eric Kelemen, is a registered financial advisor currently at MDRN CAPITAL located in Plain City, Ohio. Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Eric has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Kelemen

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

20 years in the financial services industry

Current & Past Employments

MDRN CAPITAL·CRD# 325950
RIA
Plain City, OH
November 25, 2025 - Present
THE HUNTINGTON INVESTMENT COMPANY·CRD# 16986
BD
Clinton Township, MI
April 11, 2011 - August 27, 2015
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Grand Rapids, MI
June 21, 2007 - March 8, 2011
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Grand Rapids, MI
March 1, 2007 - June 18, 2007
SIGMA FINANCIAL CORPORATION·CRD# 14303
BD
Grand Rapids, MI
October 25, 2006 - March 1, 2007
ONEAMERICA SECURITIES, INC.·CRD# 4173
BD
Grand Rapids, MI
January 9, 2006 - November 8, 2006

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

MC
MDRN CAPITAL

MDRN CAPITAL | MDRN CAPITAL, LLC

CRD#: 325950 / SEC#: 801-130784
RIA
Registered Investment Advisory firm - SEC (7/29/2024 Approved)
Florida
Registered Investment Advisory firm - Florida (8/21/2024 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (9/17/2024 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (8/26/2024 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (8/30/2024 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (8/21/2024 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (8/22/2024 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (8/21/2024 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (8/21/2024 Terminated)
Texas
Registered Investment Advisory firm - Texas (8/21/2024 Terminated)
Utah
Registered Investment Advisory firm - Utah (8/21/2024 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (8/24/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1997 Annapolis Exchange Parkway Suite 300, Annapolis, MD 21401

Phone Number

(410) 533-9966

# of Employees

36

SEC notice filing (34 States and Territories)

Registered to provide investment advisory services in 34 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (2/11/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,977

AUM (Assets Under Management)

$338,630,429

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MDRN CAPITAL

MDRN CAPITAL | MDRN CAPITAL, LLC

CRD#: 325950 / SEC#: 801-130784
RIA
Registered Investment Advisory firm - SEC (7/29/2024 Approved)
Florida
Registered Investment Advisory firm - Florida (8/21/2024 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (9/17/2024 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (8/26/2024 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (8/30/2024 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (8/21/2024 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (8/22/2024 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (8/21/2024 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (8/21/2024 Terminated)
Texas
Registered Investment Advisory firm - Texas (8/21/2024 Terminated)
Utah
Registered Investment Advisory firm - Utah (8/21/2024 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (8/24/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(11/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2025About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2015About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2006About the Series 6 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Eric Joseph Kelemen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
EK
Follow Eric
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required