Robert C. Kuzniacki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Curtis Kuzniacki, who also goes by Rob Kuzniacki, Robert C Kuzniacki, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2008. Robert had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2021 - July 29, 2024
SIGNET FINANCIAL MANAGEMENT, LLC
September 18, 2017 - November 30, 2021
PRINCETON GLOBAL ASSET MANAGEMENT LLC
November 16, 2016 - November 1, 2017
PREPAIR FINANCIAL
April 24, 2012 - November 16, 2016
TD AMERITRADE, INC.
April 23, 2012 - November 16, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 20, 2012 - November 16, 2016
TD AMERITRADE, INC.
November 18, 2008 - May 1, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 1, 2008 - May 1, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,907 |
| AUM (Assets Under Management) | $ 1,058,245,741 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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