Elton D. Wilcox

ELEVATED CAPITAL ADVISORS

Draper, UT 84020

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CRD#: 5067416

Professional summary

Elton David Wilcox, who also goes by Elton D Wilcox, Elton Wilcox, is a registered financial advisor currently at ELEVATED CAPITAL ADVISORS, LLC located in Draper, Utah.

Elton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Elton has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elton D Wilcox | Elton Wilcox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Uber, non-investment related, No office location, rideshare driver, started 4/22/23, work 20 to 30 hours per month, zero hours during trading hours. I work as an Uber driver picking up and dropping off passengers around the city.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elton David Wilcox's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2017 - Present

ELEVATED CAPITAL ADVISORS, LLC

Office #1: 11925 South 700 East, Draper, UT 84020

RIA

CRD#: 226721

Draper, UT

Past

May 7, 2015 - November 10, 2017

LPL FINANCIAL LLC

CRD#: 6413

SALT LAKE CITY, UT

Past

May 22, 2012 - May 13, 2015

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

February 6, 2006 - September 13, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVATED CAPITAL ADVISORS, LLC

CRD#: 226721 / SEC#: 801-110864

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

Kansas

Registered Investment Advisory firm - (12/9/2019 Terminated)

Missouri

Registered Investment Advisory firm - (12/9/2019 Terminated)

Utah

Registered Investment Advisory firm - (12/9/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(12/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/10/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 8/3/2012

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 7/20/2012

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/2012

General Securities Principal Examination

Current Firm

ELEVATED CAPITAL ADVISORS, LLC

CRD#: 226721 / SEC#: 801-110864

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

Kansas

Registered Investment Advisory firm - (12/9/2019 Terminated)

Missouri

Registered Investment Advisory firm - (12/9/2019 Terminated)

Utah

Registered Investment Advisory firm - (12/9/2019 Terminated)

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Contact information

Main Address

11925 South 700 East, Draper, UT 84020

Mailing Address

Phone number

(385) 237-3338

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	2,403
AUM (Assets Under Management)	$ 433,034,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Elton D. Wilcox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elton David Wilcox's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

EDWARD JONES

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ELEVATED CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/2017

Series 63

Date: 2/10/2006

SIE

Date: 11/10/2017

Series 7

Date: 2/4/2006

Series 9

Date: 8/3/2012

Series 10

Date: 7/20/2012

Series 24

Date: 6/29/2012

Current Firm

ELEVATED CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATED CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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