Rajdeepinder S. Chaudhari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rajdeepinder Sandhu Chaudhari, who also goes by Rajdeepinder Chaudhari, Di Chaudhari, Di N/a Sandhu N/a, Di Sandhu, Rajdeepinder Sandhu, Rajdeepinder (di) Sandhu, was a registered financial professional .
Rajdeepinder is a previously registered financial professional and started their career in finance in 2005. Rajdeepinder had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2021 - February 15, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 19, 2021 - February 13, 2023
FIDELITY BROKERAGE SERVICES LLC
November 3, 2016 - September 13, 2021
TRUIST ADVISORY SERVICES, INC.
July 9, 2013 - September 13, 2021
TRUIST INVESTMENT SERVICES, INC.
March 20, 2013 - May 30, 2013
WELLS FARGO CLEARING SERVICES, LLC
May 29, 2007 - February 25, 2013
CITIGROUP GLOBAL MARKETS INC.
December 6, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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