William J. Cerynik

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CRD#: 5066946

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William John Cerynik JR, who also goes by William Cerynik, William John Cerynik, William Cerynik, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2006. William had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Cerynik | William John Cerynik | William Cerynik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Ashton Thomas Insurance Agency; Yes, Investment-Related, 8605 E Raintree Drive, Suite 280, Scottsdale, AZ 85260; Insurance agency; Insurance Agent; 12/1/2016; 15 hours per month; 15 hours during market open. 2) Antares Talent Management, LLC; Not Investment-Related; 1550 E Campbell Ave., #4068, Phoenix, AZ; Talent Management; Owner; 8/15/2019; 2 hours per month; Arrange relationships in the entertainment industry for performer. 3) ApexEdge, LLC; Not Investment-Related; 9065 E Gary Road, Unit 129, Scottsdale, AZ 85260; General Business Consulting; Owner/Principal; 2/10/2025; 10 hours/month; 0 hours during trading hours; Provide consulting services for business client.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 6, 2016 - October 21, 2025

ASHTON THOMAS PRIVATE WEALTH

RIA

CRD#: 153902

SCOTTSDALE, AZ

Past

December 5, 2016 - August 20, 2018

PEACHCAP SECURITIES, INC.

CRD#: 25590

Scottsdale, AZ

Past

June 4, 2015 - November 29, 2016

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

PHOENIX, AZ

Past

June 4, 2015 - November 29, 2016

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

PHOENIX, AZ

Past

April 19, 2012 - June 5, 2015

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

READING, PA

Past

April 18, 2012 - June 5, 2015

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

READING, PA

Past

March 29, 2006 - April 27, 2012

WADDELL & REED

RIA

CRD#: 866

WYOMISSING, PA

Past

February 16, 2006 - April 27, 2012

WADDELL & REED

CRD#: 866

WYOMISSING, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/2006

General Securities Representative Examination

Current Firm

ASHTON THOMAS PRIVATE WEALTH

CRD#: 153902 / SEC#: 801-71512

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

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Contact information

Main Address

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260

Mailing Address

Phone number

(602) 732-4745

Established

Firm type

Fiscal year end

# of Employees

114

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, APPENDIX 1 WRAP FEE PROGRAM BROCHURE (5/5/2025)

ADV PART 2A FIRM BROCHURE (5/5/2025)

Regulatory assets under management

Total Number of Accounts	6,733
AUM (Assets Under Management)	$ 4,051,333,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William J. Cerynik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PEACHCAP SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

ASHTON THOMAS PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2006

SIE

Date: 8/20/2018

Series 7

Date: 2/15/2006

Current Firm

ASHTON THOMAS PRIVATE WEALTH

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASHTON THOMAS PRIVATE WEALTH

TRUST BUT VERIFY

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