Kevin Vanderbilt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Vanderbilt, CIMA®, who also goes by Kevin Richard Vanderbilt, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2005. Kevin had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2017 - December 31, 2023
REGENTS PARK FUNDS, LLC
September 8, 2017 - December 11, 2018
NORTHERN LIGHTS DISTRIBUTORS, LLC
November 3, 2016 - July 7, 2026
ANFIELD CAPITAL MANAGEMENT, LLC
September 8, 2016 - August 25, 2017
ELYSIAN CAPITAL
March 10, 2016 - September 1, 2016
NEWPORT COAST SECURITIES, INC.
March 10, 2016 - September 1, 2016
NEWPORT COAST SECURITIES, INC.
May 29, 2015 - November 18, 2015
CAPITAL INVESTMENT GROUP, INC.
October 19, 2010 - May 12, 2015
JANUS HENDERSON INVESTORS
October 19, 2010 - February 6, 2015
FORESIDE FUND SERVICES, LLC
March 14, 2008 - September 27, 2010
BNY MELLON SECURITIES CORPORATION
February 28, 2007 - September 27, 2010
BNY MELLON SECURITIES CORPORATION
December 16, 2005 - March 9, 2007
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
REGENTS PARK FUNDS, LLC
CRD#: 284684 / SEC#: 801-108885
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REGENTS PARK FUNDS, LLC
CRD#: 284684 / SEC#: 801-108885
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 432,967,118 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
