Kevin R. Vanderbilt

ANFIELD CAPITAL MANAGEMENT

Irvine, CA 92612

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CRD#: 5066845

Professional summary

Kevin Richard Vanderbilt, CIMA®, who also goes by Kevin Vanderbilt, is a registered financial advisor currently at ANFIELD CAPITAL MANAGEMENT, LLC located in Irvine, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kevin has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Vanderbilt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Richard Vanderbilt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 3, 2016 - Present

ANFIELD CAPITAL MANAGEMENT, LLC

Office #1: 19900 Macarthur Boulevard Suite 655, Irvine, CA 92612

RIA

CRD#: 165211

Irvine, CA

Past

November 22, 2017 - December 31, 2023

REGENTS PARK FUNDS, LLC

RIA

CRD#: 284684

NEWPORT BEACH, CA

Past

September 8, 2017 - December 11, 2018

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

September 8, 2016 - August 25, 2017

ELYSIAN CAPITAL

RIA

CRD#: 173354

Chicago, IL

Past

March 10, 2016 - September 1, 2016

NEWPORT COAST SECURITIES, INC.

RIA

CRD#: 16944

Coto De Caza, CA

Past

March 10, 2016 - September 1, 2016

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

NEW YORK, NY

Past

May 29, 2015 - November 18, 2015

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

COTO DE CAZA, CA

Past

October 19, 2010 - May 12, 2015

JANUS HENDERSON INVESTORS

RIA

CRD#: 107300

CHICAGO, IL

Past

October 19, 2010 - February 6, 2015

FORESIDE FUND SERVICES, LLC

CRD#: 46106

CHICAGO, IL

Past

March 14, 2008 - September 27, 2010

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

NEW YORK, NY

Past

February 28, 2007 - September 27, 2010

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

December 16, 2005 - March 9, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

FRANKLIN SQUARE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANFIELD CAPITAL MANAGEMENT, LLC

CRD#: 165211 / SEC#: 801-77714

RIA

Registered Investment Advisory firm - (3/15/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/22/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/15/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ANFIELD CAPITAL MANAGEMENT, LLC

CRD#: 165211 / SEC#: 801-77714

RIA

Registered Investment Advisory firm - (3/15/2013 Approved)

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Contact information

Main Address

19900 Macarthur Boulevard Suite 655, Irvine, CA 92612

Mailing Address

Phone number

(949) 891-0600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2B (3/20/2025)

ANFIELD CAPITAL MANAGEMENT, LLC ADV 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	710
AUM (Assets Under Management)	$ 1,778,169,222

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin R. Vanderbilt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Richard Vanderbilt's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGENTS PARK FUNDS, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

ELYSIAN CAPITAL

NEWPORT COAST SECURITIES, INC.

NEWPORT COAST SECURITIES, INC.

CAPITAL INVESTMENT GROUP, INC.

JANUS HENDERSON INVESTORS

FORESIDE FUND SERVICES, LLC

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

CITICORP INVESTMENT SERVICES

Primary Firm SEC Registration

ANFIELD CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2009

Series 63

Date: 3/22/2006

SIE

Date: 10/1/2018

Series 7

Date: 5/22/2007

Series 6

Date: 12/15/2005

Current Firm

ANFIELD CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANFIELD CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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