Kwame M. Tuffour
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kwame Marfo Tuffour, who also goes by Kawame Marfo Tuffour, Kwame M Tuffour, was a registered financial professional .
Kwame is a previously registered financial professional and started their career in finance in 2005. Kwame had worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2015 - September 16, 2015
BOSTON ASSET MANAGEMENT, INC.
November 28, 2011 - September 23, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 21, 2011 - September 23, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 15, 2011 - October 10, 2011
COASTAL TRADE SECURITIES, LLC
July 16, 2010 - November 15, 2010
FIDELITY DISTRIBUTORS COMPANY LLC
March 31, 2008 - June 17, 2010
STRATEGIC ADVISERS LLC
March 26, 2008 - June 16, 2010
FIDELITY BROKERAGE SERVICES LLC
January 27, 2006 - March 10, 2008
TD AMERITRADE, INC.
December 9, 2005 - January 30, 2006
TD AMERITRADE CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOSTON ASSET MANAGEMENT, INC.
CRD#: 112768 / SEC#: 801-123584
Contact information
Regulatory assets under management
| Total Number of Accounts | 466 |
| AUM (Assets Under Management) | $ 103,671,136 |
Red Flags
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