Jeffrey E. Fiala
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Eric Fiala was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2005. Jeffrey had worked at 4 firms and has passed the SIE, Series 56, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2013 - December 8, 2016
CHIMERA SECURITIES, LLC
January 18, 2012 - May 16, 2013
T3 TRADING GROUP, LLC
June 21, 2011 - December 22, 2011
GREAT POINT CAPITAL LLC
April 27, 2011 - June 28, 2011
AVATAR SECURITIES, LLC
December 14, 2005 - February 25, 2011
GREAT POINT CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 1/17/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 1/3/2006
Limited Representative-Equity Trader ExamSeries 62
Date: 12/13/2005
Corporate Securities Limited Representative ExaminationCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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