Megan E. Baker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Megan Elisabeth Baker, who also goes by Megan E Baker, was a registered financial professional .
Megan is a previously registered financial professional and started their career in finance in 2006. Megan had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2014 - April 18, 2016
USAA FINANCIAL PLANNING SERVICES
July 11, 2014 - April 18, 2016
USAA FINANCIAL ADVISORS, INC.
June 30, 2011 - February 19, 2014
USAA FINANCIAL PLANNING SERVICES
June 21, 2011 - February 19, 2014
USAA FINANCIAL ADVISORS, INC.
June 15, 2010 - June 8, 2011
CHARLES SCHWAB & CO., INC.
November 11, 2009 - June 8, 2011
CHARLES SCHWAB & CO., INC.
January 23, 2006 - October 14, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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