Peter B. De Graff

TAURUS CAPITAL ADVISORS

Lake Oswego, OR 97035

Some features on this profile are disabled

CRD#: 5066005

Professional summary

Peter Brian De Graff, CFP®, who also goes by Peter Brian Degraff, is a registered financial advisor currently at TAURUS CAPITAL ADVISORS, LLC located in Lake Oswego, Oregon.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Peter has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Estate Planning

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

Tax Planning

Insurance Planning

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

Peter Brian Degraff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

East West Ministries International; Nature of Business: Religious Organization; East West Ministries 401k Plan; Investment Committee Member; Investment Related - Yes; Address: 2001 W. Plano Parkway, Ste 3000, Plano, Texas, 75075; Start Date: 10/1/20 - Hours Devoted Per Month: 2 hours; Hours Devoted During Trading Hours Per Month: 1 hour.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Brian De Graff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

April 15, 2022 - Present

TAURUS CAPITAL ADVISORS, LLC

Office #1: 16325 Boones Ferry Road Suite 203, Lake Oswego, OR 97035

RIA

CRD#: 137633

Lake Oswego, OR

Past

November 8, 2019 - July 19, 2022

SOLID ROCK WEALTH MANAGEMENT, LLC

RIA

CRD#: 305780

LAKE OSWEGO, OR

Past

April 29, 2009 - July 10, 2009

UHLMANN PRICE SECURITIES, LLC

CRD#: 42854

LAKE OSWEGO, OR

Past

October 31, 2006 - May 13, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PORTLAND, OR

Past

January 5, 2006 - June 20, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAURUS CAPITAL ADVISORS, LLC

TAURUS CAPITAL ADVISORS, LLC | TAURUS CAPITAL MANAGEMENT, LLC

CRD#: 137633 / SEC#: 801-127840

RIA

Registered Investment Advisory firm - (5/10/2023 Approved)

Oregon

Registered Investment Advisory firm - (5/22/2023 Terminated)

Washington

Registered Investment Advisory firm - (8/25/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(4/15/2022)

IAR

Washington
(4/15/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/3/2006

General Securities Representative Examination

Current Firm

TAURUS CAPITAL ADVISORS, LLC

TAURUS CAPITAL ADVISORS, LLC | TAURUS CAPITAL MANAGEMENT, LLC

CRD#: 137633 / SEC#: 801-127840

RIA

Registered Investment Advisory firm - (5/10/2023 Approved)

Oregon

Registered Investment Advisory firm - (5/22/2023 Terminated)

Washington

Registered Investment Advisory firm - (8/25/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

16325 Boones Ferry Road Suite 203, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 756-2972

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	595
AUM (Assets Under Management)	$ 167,218,492

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

Jason Lambert

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peter B. De Graff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Brian De Graff's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAURUS CAPITAL ADVISORS, LLC

SOLID ROCK WEALTH MANAGEMENT, LLC

UHLMANN PRICE SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TAURUS CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2006

Series 7

Date: 1/3/2006

Current Firm

TAURUS CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAURUS CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors